Our Story
We Are INDEPENDENT
Whether you are experiencing major life changes, planning for retirement, or simply deciding where to invest and save your money, we can advise you on ways to prepare your finances for the future. Selecting an independent financial professional is an important step to achieving your goals. As independent financial professionals, we are not an employee of an investment or financial services firm – we are independent business owners. This gives us the freedom to structure our business in a manner that best serves our investing clients. We as independent financial professionals have chosen to work with 3D Holistic Wealth, a registered financial advisory firm focused on serving our investing clients.
You may be familiar with firms that are subsidiaries of commercial banks, investment banks, or investment companies. An independent, financial advisory firm is different because they generally do not underwrite securities, create research, or engage in investment banking. This allow us to offer non-proprietary products, such as mutual funds or life insurance, from a wide variety of companies. We choose to work this way because this gives us ability to provide investment advice and holistic financial and retirement planning guidance without expectations to sell proprietary products.
Meet your Advisor
Deepak Goyal, Ph.D.
Founder
Dr. Goyal has extensive background in financial markets, including stocks, bonds, options, futures, commodities, alternatives, and in developing and executing discretionary and systematic trading strategies. Dr. Goyal earned his Ph.D. degree in Aerospace Engineering. He holds Series 65 (Uniform Investment Adviser Law), Series 63 (Uniform Securities Agent State Law), SIE (Securities Industry Essentials), Series 6 (Investment Company and Variable Contracts Products Representative), Series 7 (General Securities Representative), Series 22 (Direct Participation Programs Representative), and California LAH (Life, Accident and Health) Insurance licenses. He has also passed Series 3 (National Commodities Futures) and Chartered Financial Analyst (CFA) Level 1 candidate exams. His passion includes self-realization and meditation to realize higher purpose of life.
Code of Conduct
Act with Integrity
We lead with honesty, transparency, and accountability—always. Every decision is made in service of our clients’ long-term well-being.
Grow Every Day
We stay sharp through continuous learning and professional development—because great advice depends on staying ahead of change.
Think Independently
We are not bound by quotas or sales agendas. As an independent firm, we provide advice grounded in research, experience, and each client’s unique needs.
Lead with Empathy
Listening comes first. We strive to understand what truly matters to our clients, tailoring our approach with care and compassion.
Respect Every Person
We treat all people—clients, colleagues, and community members—with courtesy, dignity, and open-mindedness. Respect forms the foundation of every relationship we build.
